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National Association of Securities Dealers
ORGANIZATION
Regulatory organization overseeing NASDAQ. Merged with the parallel New York Stock Exchange committee in 2007, forming the Financial Industry Regulatory Authority.
| Name | Occupation | Birth | Death | Known for |
|---|
| John W. Bachmann |
Business |
16-Nov-1938 |
|
Partner, Edward Jones |
| Frank E. Baxter |
Business |
c. 1938 |
|
CEO of Jefferies & Company, 1987-2000 |
| Michael W. Brown |
Business |
c. 1946 |
|
CFO of Microsoft, 1994-97 |
| James Dimon |
Business |
13-Mar-1956 |
|
CEO of JP Morgan Chase |
| Robert R. Glauber |
Business |
? |
|
National Association of Securities Dealers |
| Ray J. Groves |
Business |
c. 1935 |
|
CEO of Ernst & Young, 1977-94 |
| Joseph R. Hardiman |
Business |
c. 1938 |
|
CEO of NASDAQ, 1987-97 |
| Charles B. Johnson |
Business |
1933 |
|
Billionaire, Franklin Resources |
| Philip R. Lochner, Jr. |
Business |
c. 1942 |
|
Senior VP at Time Warner, 1991-98 |
| Mary L. Schapiro |
Government |
19-Jun-1955 |
|
Financial Industry Regulatory Authority |
| Joel Seligman |
Educator |
11-Jan-1950 |
|
President, University of Rochester |
| Frank G. Zarb |
Business |
1935 |
|
US Energy Czar, 1974-77 |
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