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National Association of Securities Dealers

ORGANIZATION

Regulatory organization overseeing NASDAQ. Merged with the parallel New York Stock Exchange committee in 2007, forming the Financial Industry Regulatory Authority.

NameOccupationBirthDeathKnown for
John W. Bachmann
Business
16-Nov-1938   Partner, Edward Jones
Frank E. Baxter
Business
c. 1938   CEO of Jefferies & Company, 1987-2000
Michael W. Brown
Business
c. 1946   CFO of Microsoft, 1994-97
James Dimon
Business
13-Mar-1956   CEO of JP Morgan Chase
Ronald Lee Gilman
Judge
16-Oct-1942   6th Circuit Court of Appeals
Robert R. Glauber
Business
?   National Association of Securities Dealers
Ray J. Groves
Business
c. 1935   CEO of Ernst & Young, 1977-94
Joseph R. Hardiman
Business
c. 1938   CEO of NASDAQ, 1987-97
Charles B. Johnson
Business
6-Jan-1933   Billionaire, Franklin Resources
Philip R. Lochner, Jr.
Business
c. 1942   Senior VP at Time Warner, 1991-98
Bernard L. Madoff
Business
29-Apr-1938   Madoff Investment Securities LLC
Joe Ricketts
Business
16-Jul-1941   Founder of Ameritrade
Mary L. Schapiro
Government
19-Jun-1955   Financial Industry Regulatory Authority
Joel Seligman
Educator
11-Jan-1950   President, University of Rochester
Frank G. Zarb
Business
17-Feb-1935   US Energy Czar, 1974-77


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